From the Client

   Preparing all the regulatory documents, including due diligence reports.

  Submit the application to the regulatory body and completion of ad-hoc tasks

  AML procedures and custom tailored business plan

  funds into a bank account in order to satisfy capital requirement for the SFC, Hong Kong.

  Bank submission letter to the SFC in order to fulfil the capital requirements.

  Receipt of license from the SFC, HK and delivery of documents to the Client.

  Satisfy paid up capital requirements which includes the preparation and submission of all the bank forms, corporate documents and due diligence documents

Note: All The documents should be in English language or certified translation into English provided together with 3 original copies.

Related to the Process

  SFC Application Form.

  Affidavit of directors’ bio data.

  Bank application forms.

  AML Procedures.

  Business Plan.

  5-year financial forecast.

  Balance sheet with forecast description.

  AML/CFT FAQ’s Declaration.

Note: The ad-hoc additional documents maybe requested from any authority or institution during the process.

SFC by law must come to a decision of submitted and completed application in the span of 6 months from the application filing date, and it must further notify the applicant of the rejection or acceptance. All the necessary information should come along with authenticated documents and other details which are necessary to complete the application. The Authority may request further clarification or details pertaining to the submitted application within the 6-month period.

From the Client

From the Client

   Hong Kong is consistently regarded as one of the best countries in the world to open up the business due to the high amount of business friendly policies and has the highest number of foreign companies in the world. Due to which FDI Business is at its peak right now in Hong Kong.

  SFC, Hong Kong has some major companies in the world who are registered with this type of license while the regulatory body is regarded on par with FSA, London in terms of business.

  The majority of the finance providers prefer Hong Kong Forex Broker License due to lesser compliance required than EU norms, but at the same time it has high due validation in the Forex industry.